General Session 8:30 – 10:30 am
The Government’s Perspective on Corporate Culture
Moderator:
Odell Guyton, Director of Compliance, Microsoft Corporation
Panel:
Honorable Judge Ruben Castillo, U.S. District Court Judge (invited)
Zachary Carter, Partner, Co-Chair, White Collar Crime and Civil Fraud, Dorsey & Whitney, LLP
Mary Beth Buchanan, United States Attorney, Western District of Pennsylvania
Scott W. Friestad, Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission
11:00 am – 12:00 pm Breakout Sessions 100
101 Who’s Lying? How to Identify and Document Untruthfulness in Internal Investigative Interviews | Michael Johnson
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102 HR, Audit, Legal, Compliance: Working Together | Eric Klavetter, Evelyn Howell
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103 International Compliance Panel | Marjorie Doyle, Shin Jae Kim Hong, Monica Francois Marcel, Haydee Olinger, Mollie Painter-Morland
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104 Building a World Class Compliance Program: Best Practices and Strategies for Success | Martin T. Biegelman
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105 Honor Codes | Catherine Finamore Henry
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106 Implementing Information Security Initiatives | Guillermo Silva Jr.
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107 City of Chicago Compliance Initiative: A Case Study in Applying Best Practices from the Private to the Public Sector | Mary Elliott, Anthony O. Boswell, Mark Meaney
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Luncheon Session 12:00 pm – 1:00 pm
Richard M. Daley, Mayor, City of Chicago
1:30 – 2:30 pm Breakout Sessions 200
201 Const-Conscious Compliance: Promoting Integrity and Maximizing Results with Limited Resources | Gates Garrity-Rokous, Dr. Stephen Morreale
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202 Compliance and Conflict of Interest | John Szabo
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203 Beyond Compliance: Building a Values-Driven Workplace | Stephen M. Paskoff, Randy Stephens
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204 Compliance in an Outsourced World | Karen D. Wilson
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205 SCCE Code of Ethics | Joseph E. Murphy, Rebecca Walker
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206 Justifying Your Compliance Budget | Michael R. Levin
No Documents Available
207 Why Cities, States and Municipalities Need Compliance Programs | Cheryl Wagonhurst
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3:00 – 4:00 pm Breakout Sessions 300
301 Overcoming Roadblocks to Implementing an FCPA Compliance Program | Howard Sklar
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302 Case Study: BT’s Regulatory Compliance Challenge | Keith Read
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303 Intellectual Property and Compliance | Richard Gruner
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304 Three Distinct Professions – Corporate Compliance, Ethics and Responsibility | Charles Sidman
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305 Building a Political Law Compliance Program | Jim Portnoy
No Documents Available
306 Project Management and Compliance – How to Plan the Work and Work the Plan | Joycelyn Ray
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307 Landmark Study: City of Austin – The Case for Ethics Programs | Colleen Waring
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4:30 – 5:30 pm Breakout Sessions 400
401 The Fraud Control Gap: Compliance & Ethics Implications | Toby Bishop
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402 Implementing a Global Ethics & Compliance Program | Richard C. Paice, Russ Berland, Joel Rogers
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403 Prosecution of Corporate Officials: Compliance Becomes Personal | Paul Clinton Harris Sr., R. Alexander Acosta, Michael E. Clark
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404 The Business Case for Compliance | Edward Petry, Greg Triguba
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405 Compliance & Ethics Programs Rankings & Ratings | Alexander Brigham
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406 Responding to a Data Breach | Orrie Dinstein
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407 Internal Audit: The Compliance Officer’s Best Friend | Michael J. Moody
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