Morning Pre Conference

Sunday, September 14th

P1 Compliance 101 | Debbie Troklus, Sheryl Vacca

Learn methods for implementing and managing compliance programs. Designed for participants with a basic knowledge of compliance concepts and some professional experience in a compliance function, this session will provide practical applications and strategies and include: An in-• depth look into the seven elements of an effective compliance program

• “How to’s” of designing and implementing an ethics and compliance program from the ground up
• A suggested governance structure and program frame-work
• Project and program management techniques, systems, tools, etc.
• Monitoring and follow-up techniques

Document 1

P2 Risk Assessments |Kathleen Collins, Rebecca Walker, Sara Liftman

Document 1

P3 Managing FCPA Issues in Global Organizations/Due Diligence | Adam Turteltaub, Michael Horowitz, Marjorie Doyle, Stacey Luck, SanDee Priser

• What the DOJ expects in terms of cooperation once an FCPA violation is discovered
• What companies can do to mitigate the damage after an FCPA violation is disclosed
• How to perform due diligence and strengthen proactive efforts to prevent wrongdoing
• How to effectively investigate potential violations and to revise ethics and compliance programs in light of a discovered violation

Document 1

P4 Measuring Program Effectiveness – What Works and What Doesn’t | Edward Petry, Ronald James, James Weber

• Awareness of problem with some in‑house surveys
• Articulation of solutions
• Awareness of the need to supplement surveys with other assessment tools
• Discussion of alternatives and possible improvements

Document 1, Document 2, Document 3

P5 Compliance Programs for Government and Municipalities | Cheryl Wagonhurst, Colleen Waring, Anthony Boswell

• What are the basic elements of a municipal compliance program?
• How to start a compliance and ethics program in local government
• How to sell the elected and appointed officials on the benefits of a strong ethical culture
• Examples of different sized cities’ programs

Document 1

Sponsored by:

Foley & Lardner LLP delivers insightful compliance and legal solutions.

With practical experience and key global industry relationships, Foley & Lardner LLP delivers insightful compliance and legal solutions to organizations, from the development and implementation of compliance programs to assisting with governmental and internal investigations. Foley's team-based approach, proprietary client service technology, and practice depth enhance client relationships while seeing clients through their most complex legal challenges. The BTI Consulting Group (Wellesley, Massachusetts) recently recognized Foley as one of the top four law firms shaping the U.S. legal market. For more information, visit Foley.com.