Pre Conference
Sunday, September 12, 2010
AM Pre Conference Sessions
9:00 am – 12:00 pm
P1 - Compliance 101
Joseph E. Murphy, CCEP, Of Counsel, CSLG, Co-Founder, Integrity Interactive, Co-Editor, Ethikos
- An in-depth look into the seven elements of an effective compliance program
- “How to’s” of designing and implementing an ethics and compliance program from the ground up
- A suggested governance structure and program frame-work, project and program management techniques, systems, tools, etc.
P2 - Building an Effective Compliance and Ethics Program: Tools and Strategies for Success
Greg Triguba, JD, CCEP, Principal, Compliance Integrity Solutions, LLC
C. Lee Essrig, JD, CCEP, Principal, Lee Essrig & Associates, LLC
- Overview of program essentials and strategies for program design, implementation, and management
- Gaining support, making your business case, and overcoming program challenges
- Interactive exercises and scenarios that mirror real-world situations and challenges
P3 - RISK TRACK SESSION: Risk Management Practices – 101
Dan Roach, Vice President, Compliance & Audit, Catholic Healthcare West
Catherine Finamore Henry, President, Finamore Associates, LLC
Michael Ward, Director of Compliance, Adobe Systems Inc.
- Gain a deeper understanding of the fundamentals of risk management with a focus on risk related responsibilities and opportunities for compliance and ethics professionals.
- Explore various risk management tools, methodologies and emerging methods for capturing culture-related risks.
- Participate in simulated risk assessment exercises to practice risk assessment methodologies. Experience first-hand the challenges of leading a cross-functional risk assessment process.
AM Pre Conference Sessions
1:30 - 4:30 pm
P4 - Creating, Managing, and Proving the Effectiveness of a
Compliance Program for the Small to Medium‑Sized Company
Art Weiss, JD, CCEP, Chief Compliance & Ethics Officer, TAMKO Building Products
- Why have a compliance and ethics program
- How to develop a compliance and ethics
program
- How to use data to prove the effectiveness of
a compliance and ethics program
P5 - Managing for Supply Chain Integrity: the 2010 Survey
Michael Levin, Esq., CCEP, VP, Vice President, Integrity Interactive
- Attendees will take away an understanding of current best practices for managing third party compliance diligence
- Attendees will also receive tangible action items for improving third party business compliance programs
- A roadmap for developing your own third party compliance program
P6 - RISK TRACK SESSION: Investigations – Effectiveness and Management
Latour "LT" Lafferty, JD, CHC, CCEP, Shareholder, Fowler White Boggs, P.A.
Al Gagne, CCEP, Director, Ethics & Compliance, Textron Systems Corporation
- Learn the basic framework for any internal investigation
- Apply this knowledge to several practical scenarios for on hand experience and application
- Understand proper documentation of misconduct for subsequent personnel action
4:30 - 6:00 pm
Opening Reception |
Post Conference
Wednesday, September 15, 2010
Post Conference Sessions
8:00 am – 12:00 pm
W1 - Building a Sustainable IT Compliance Program in a Challenging Economy
Chong Ee, CISA, CGEIT, Director, Compliance and Accounting Process, ZipRealty
Building a Sustainable IT Compliance Program in a Challenging Economy
- Rethinking the paradigm and the end game in IT compliance
- How to do more with less, creating maximal impact to stakeholders
- How a sustainable compliance program creates value over time
W2 Part I - I Can Read You Like a Book: Detecting Deception in Workplace Interviews
Meric Bloch, JD, CFE, PCI, Vice President - Corporate Investigations, Adecco Group North America
- Understand the human needs and motives for deception
- Know the signs of deception through speech and body language
- Learn ways you can minimize the risk your interview will be derailed by a deceptive witness
W2 Part II - Who's Lying? How to Identify and Document Untruthfulness in Internal Investigative Interviews
Michael Johnson, Senior Vice President, Global Compliance, Brightline Learning Division
- Learn to interview the complainant, the accused and the witnesses using the "Funnel Method"
- Learn how to deal with "he said/she said" allegations
- Learn how to decide the appropriate level of discipline, if needed
W3 - RISK TRACK SESSION:
Anti-Corruption/Anti-bribery Workshop
Diana Lutz, Chief Compliance Officer and Managing Director, The Steele Foundation
Mark Snyderman, Senior Knowledge Leader, LRN
J. Troy Beatty, Senior Counsel, Office of International Affairs, SEC
- Learn about best practices in controlling corruption in the supply chain, including due diligence and supplier monitoring
- Learn how to engage your suppliers on corruption issues, particularly in high risk environments
- Learn how to handle real-world supply chain corruption scenarios
- Overview of anti-corruption risks, challenges and risk mitigation strategies
- Addressing the legal, regulatory and enforcement landscape of anti-corruption risks and failures
- Developing an effective Anti-Corruption/Anti-Bribery Program: Fundamentals, third-parties/due diligence, and auditing practices
2:00 pm - 4:00 pm
CCEP Exam
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